All posts by Richa Gaur - 2. page

Professional Tax Consultant and Article Writer

Books and documents to be maintained and preserved : (A) By every recognised stock exchange Every recognised stock exchange shall maintain and preserve the following books of account and documents […]

Listing of Securities : As per the provisions of the Regulations, a recognized stock exchange can apply for the listing of its securities on any recognized stock exchange other than […]

Regulation of transaction in the stock exchange : All contracts between the members of a recognised stock exchange shall be confirmed in writing and shall be enforced in accordance with […]

Corporate Membership : Sub-rule 4 provides that a company as defined in the Companies Act, 2013, shall be eligible to be elected as a member of a stock exchange if […]

SECURITIES CONTRACTS (REGULATION) RULES, 1957 : These rules were made by the Central Government in exercise of the powers conferred by Section 30 of the Securities Contracts (Regulation) Act, 1956 […]

Governance of Stock Exchanges and Clearing Corporations : The provisions with respect to management and governance of recognized Stock Exchanges as well as Clearing Corporations are also provided in the […]

Definition Of SECURITIES CONTRACTS (REGULATION) RULES : “Public” means persons other than – (i) the promoter and promoter group; (ii) subsidiaries and associates of the company. Explanation : Here “promoter” […]

Application for recognition : Under rules 3, it is laid down that an application under section 3 of the SCRA for recognition of a stock exchange shall be made to […]

Ownership of Clearing Corporations The provisions with respect to ownership and shareholding of recognized Clearing Corporations as similar to the aforesaid provisions as applicable to recognized Stock Exchanges except for […]

Form of Recognition : Rule 6 provides that the recognition granted to a stock exchange shall be in Form B and subject to the following conditions, namely – (a) that […]