All posts by Tina Saha - 632. page

Professional Tax Consultant and Article Writer

Penalty for failure to redress investors’ grievances : Section – 19C . If any depository or participant or any issuer or its agent or any person, who is registered as an intermediary […]

Penalty for failure to enter into an agreement : Section – 1 9B. If a depository or participant or any issuer or its agent or any person, who is registered as […]

Penalty for failure to furnish information, return, etc : Section – 19A. Any person, who is required under this Act or any rules or regulations or bye-laws made thereunder,— (a) to […]

Power of Board to give directions in certain cases : Section –  19. [(1)] Save as provided in this Act, if after making or causing to be made an enquiry or inspection, […]

Power of Board to call for information and enquiry : Section – 18.. (1) The Board, on being satisfied that it is necessary in the public interest or in the interest […]

Rights and obligations of depositories, etc ; Section -17 . (1) Subject to the provisions of this Act, the rights and obligations of the depositories, participants and the issuers whose securities are […]

Depositories to indemnify loss in certain cases : Section – 16. (1) Without prejudice to the provisions of any other law for the time being in force, any loss caused to the […]

Act 18 of 1891 to apply to depositories. Section -15. The Bankers’ Books Evidence Act, 1891 shall apply in relation to a depository as if it were a bank as defined […]

Option to opt out in respect of any security : Section – 14 . (1) If a beneficial owner seeks to opt out of a depository in respect of any security he […]

Furnishing of information and records by depository and issuer : Section – 13. (1) Every depository shall furnish to the issuer information about the transfer of securities in the name of […]