Ownership of Stock Exchanges : As per the provisions of the Regulations, the shareholding or ownership of a stock exchange shall be as following: Shareholder Equity share holding limit Equity […]
Securities Law - 3. page
Ownership of Clearing Corporations
Ownership of Clearing Corporations The provisions with respect to ownership and shareholding of recognized Clearing Corporations as similar to the aforesaid provisions as applicable to recognized Stock Exchanges except for […]
Governance of Stock Exchanges and Clearing Corporations
Governance of Stock Exchanges and Clearing Corporations : The provisions with respect to management and governance of recognized Stock Exchanges as well as Clearing Corporations are also provided in the […]
Definitions Of SECURITIES CONTRACT (REGULATION) (STOCK EXCHANGE AND CLEARING CORPORATIONS) REGULATIONS,
Definitions Of SECURITIES CONTRACT (REGULATION) (STOCK EXCHANGE AND CLEARING CORPORATIONS) REGULATIONS : “Associate” in relation to a person shall include another person: (i) who, directly or indirectly, by himself, or in […]
CERTAIN OFFENCES TO BE COGNIZABLE Notwithstanding anything contained in the Code of Criminal Procedure, 1898, any offence punishable under section 23 shall be deemed to be cognizable offence within the meaning of that Code.
CERTAIN OFFENCES TO BE COGNIZABLE Notwithstanding anything contained in the Code of Criminal Procedure, 1898, any offence punishable under section 23 shall be deemed to be cognizable offence within the […]
COGNIZANCE OF OFFENCES BY COURTS
COGNIZANCE OF OFFENCES BY COURTS : No court shall take cognizance of any offence punishable under this Act or any rules or regulations or bye-laws made thereunder, save on a […]
Introduction Of Securities and Exchange Board of India
Introduction Of Securities and Exchange Board of India : Before 1992, the three principal Acts governing the securities markets were: (a) the Capital Issues (Control) Act, 1947, which restricted issuer’s […]
Offences triable by Special Courts
Offences triable by Special Courts : Section 26B provides that notwithstanding anything contained in the Code of Criminal Procedure, 1973, all offences under this Act committed prior to the date […]
Application of Code to proceeding before special court
Application of Code to proceeding before special court Section 26D provides that the Code of Criminal Procedure, 1973 shall apply to the proceeding before a special court and for the […]
RIGHTS OF INVESTORS
RIGHTS OF INVESTORS : Entitlement of the Investors to Dividend declared by the Company : It shall be lawful for the holder of any security whose name appears on the […]