Securities Law - 4. page

SPECIAL PROVISIONS RELATED TO COMMODITY DERIVATIVES : Section 30A deals with following special provisions relating to commodity derivatives:- (1) This Act shall not apply to non-transferable specific delivery contracts. However, […]

POWER OF SEBI TO MAKE REGULATIONS : Section 31 provides that without prejudice to the provisions contained in Section 30 of SEBI Act, 1992, SEBI may, by notification in the […]

SECURITIES CONTRACT (REGULATION) (STOCK EXCHANGE AND CLEARING CORPORATIONS) REGULATIONS, 2012 : With an intent to regulate recognition, ownership and governance in stock exchanges and clearing corporations, SEBI on June 20, […]

OFFENCES BY COMPANIES : (1) Where an offence has been committed by a company, every person who, at the time when the offence was committed, was in charge of, and […]

APPEAL TO SUPREME COURT : Any person aggrieved by any decision or order of the Securities Appellate Tribunal may file an appeal to the Supreme Court within sixty days from […]

Settlement of Administrative and Civil Proceedings : Section 23JA states that any person, against whom any proceedings have been initiated or may be initiated under section 12A or section 23-I, […]

Recovery of Amounts : Section 23JB deals with recovery of amounts. If a person fails to pay the penalty imposed by the adjudicating officer or fails to comply with any […]

APPEAL TO SECURITIES APPELLATE TRIBUNAL (SAT) :    

OFFENCES : (1) Without prejudice to any award of penalty by the adjudicating officer under this Act, if any person contravenes or attempts to contravene or abets the contravention of […]

COMPOSITION OF CERTAIN OFFENCES : Notwithstanding anything contained in the Code of Criminal Procedure, 1973, any offence punishable under this Act, not being an offence punishable with imprisonment only, or […]