OFFENCES : (1) Without prejudice to any award of penalty by the adjudicating officer under this Act, if any person contravenes or attempts to contravene or abets the contravention of […]
Securities Law - 5. page
COMPOSITION OF CERTAIN OFFENCES Notwithstanding anything contained in the Code of Criminal Procedure, 1973, any offence punishable under this Act, not being an offence punishable with imprisonment only, or with imprisonment and also with fine, may either before or after the institution of any proceeding, be compounded by a Securities Appellate Tribunal or a court before which such proceedings are pending. [Section 23N]
COMPOSITION OF CERTAIN OFFENCES : Notwithstanding anything contained in the Code of Criminal Procedure, 1973, any offence punishable under this Act, not being an offence punishable with imprisonment only, or […]
POWER TO GRANT IMMUNITY
POWER TO GRANT IMMUNITY : Section 23-O deals with the power to grant immunity. (1) The Central Government may, on recommendation by SEBI, if the Central Government is satisfied, that […]
RIGHT TO LEGAL REPRESENTATION
RIGHT TO LEGAL REPRESENTATION : The appellant may either appear in person or authorise one or more chartered accountants or company secretary or cost accountant or legal practitioners or any […]
DELISTING OF SECURITIES
DELISTING OF SECURITIES : Section 21A provides that a recognised stock exchange may delist the securities, after recording the reasons therefor, from any recognised stock exchange on any of the […]
RIGHT OF APPEAL TO SAT AGAINST REFUSAL TO LIST SECURITIES OF PUBLIC COMPANIES BY STOCK EXCHANGES
RIGHT OF APPEAL TO SAT AGAINST REFUSAL TO LIST SECURITIES OF PUBLIC COMPANIES BY STOCK EXCHANGES : Where a recognised stock exchange, acting in pursuance of any power given to […]
PROCEDURE AND POWERS OF SAT
PROCEDURE AND POWERS OF SAT : The Securities Appellate Tribunal shall not be bound by the procedure laid down by the Code of Civil Procedure, 1908, but shall be guided […]
Licensing of dealers in certain areas
Licensing of dealers in certain areas Subject to the provision of sub-section (3) and to the other provisions contained in this Act, no person shall carry on or purport to […]
PUBLIC ISSUE AND LISTING OF SECURITIES
PUBLIC ISSUE AND LISTING OF SECURITIES : Section 17A provides for public issue and listing of securities. Without prejudice to the provisions contained in this Act or any other law […]
EXCLUSION OF SPOT DELIVERY CONTRACTS
EXCLUSION OF SPOT DELIVERY CONTRACTSÂ If the Central Government is of opinion that in the interest of the trade or in the public interest, it is expedient to regulate and […]