ACTION IN CASE OF DEFAULT : A foreign portfolio investor, designated depository participant, depository or any other person who contravenes any of the provisions of these regulations shall be liable for […]
Securities Law - 16. page
INVESTMENT ADVICE IN PUBLICLY ACCESSIBLE MEDIA
INVESTMENT ADVICE IN PUBLICLY ACCESSIBLE MEDIA : A foreign portfolio investor, or designated depository participant or any of its employees shall not render directly or indirectly any investment advice about any […]
PROCEDURE FOR INSPECTION AND INVESTIGATION
PROCEDURE FOR INSPECTION AND INVESTIGATION : SEBI can appoint one or more persons as inspecting authority to undertake inspection and investigation of the books of account, records and documents relating to […]
OBLIGATIONS OF DESIGNATED DEPOSITORY PARTICIPANTS IN INSPECTION
OBLIGATIONS OF DESIGNATED DEPOSITORY PARTICIPANTS IN INSPECTION : – It shall be the duty of the designated depository participants whose affairs are being inspected, and of every director, officer and employee […]
INVESTMENT CONDITIONS AND RESTRICTIONS Of Foreign Portfolio Investor
INVESTMENT CONDITIONS AND RESTRICTIONS Of Foreign Portfolio Investor : INVESTMENT RESTRICTIONS – A foreign portfolio investor shall invest only in the following securities, namely- – Securities in the primary and […]
OFFSHORE DERIVATIVE INSTRUMENTS (ODIs)
OFFSHORE DERIVATIVE INSTRUMENTS (ODIs) : – FPIs can issue, subscribe to or otherwise deal in ODIs, directly or indirectly, only if such ODIs are issued to persons who are regulated by […]
OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS (FPIs)
OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS (FPIs) : 1. The foreign portfolio investor shall- – comply with the provisions of these regulations, circulars and any other terms and conditions […]
CODE OF CONDUCT
CODE OF CONDUCT : Every foreign portfolio investor is required to abide by the Code of Conduct as per SEBI Regulations: – A foreign portfolio investor and its key personnel […]
APPOINTMENT OF CUSTODIAN OF SECURITIES
APPOINTMENT OF CUSTODIAN OF SECURITIES : A foreign portfolio investor or a global custodian, who is acting on behalf of the foreign portfolio investor, shall enter into an agreement with the […]
APPOINTMENT OF DESIGNATED BANK
APPOINTMENT OF DESIGNATED BANK : A foreign portfolio investor shall appoint a branch of a bank authorized by the Reserve Bank of India for opening of foreign currency denominated account and […]