OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS (DDPs) : • All designated depositary participants (DDPs) who have been granted approval by SEBI shall – – Comply with the provisions of […]
Securities Law - 17. page
APPOINTMENT OF COMPLIANCE OFFICER
APPOINTMENT OF COMPLIANCE OFFICER : Every foreign portfolio investor and DDPs shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, […]
VALIDITY OF APPROVAL
VALIDITY OF APPROVAL : The approval granted by SEBI under these regulations shall be permanent unless suspended or withdrawn by SEBI or surrendered by the designated depository participant.
Introduction of Foreign Portfolio Investors
Introduction of Foreign Portfolio Investors : In order to harmonize the various available routes for foreign portfolio investment in India, the Securities and Exchange Board of India (“SEBI”) introduced a new […]
SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014
SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 : The activities of the Foreign Portfolio Investor in the Indian capital market are regulated by SEBI (Foreign Portfolio Investors) Regulations, 2014.
Definitions of “Foreign Portfolio Investor”
Definitions of “Foreign Portfolio Investor” : “Foreign Portfolio Investor” means a person who satisfies the eligibility criteria and has been registered under FPI Regulations, which shall be deemed to be an […]
REGISTRATION OF FOREIGN PORTFOLIO INVESTORS
REGISTRATION OF FOREIGN PORTFOLIO INVESTORS : Any person shall not buy, sell or otherwise deal in securities as a foreign portfolio investor unless it has obtained a certificate granted by the […]
ELIGIBILITY CRITERIA OF FOREIGN PORTFOLIO INVESTORS
ELIGIBILITY CRITERIA OF FOREIGN PORTFOLIO INVESTORS : An applicant desirous of foreign portfolio investor registration should, inter alia, satisfy the following conditions: – It should not be resident in India […]
PROCEDURE WHERE CERTIFICATE IS NOT GRANTED
PROCEDURE WHERE CERTIFICATE IS NOT GRANTED : The designated depository participant may reject the application if after considering an application is of the opinion that a certificate should not be granted, […]
SUSPENSION, CANCELLATION OR SURRENDER OF CERTIFICATE
SUSPENSION, CANCELLATION OR SURRENDER OF CERTIFICATE : The registration granted by the designated depository participant on behalf of SEBI under these regulations shall be permanent unless suspended or cancelled by SEBI […]